COMPLIANCE CASE STUDIES
Flagrant disregard for the Code results in termination and ban
Issued: Last modified: 15 December 2023 Date of decision: 28 September 2023
Tax agent not fit to be registered after repeated misconduct
Issued: Last modified: 14 December 2023 Date of decision: 28 September 2023
Blatant disregard for obligations leads to termination and ban
Issued: Last modified: 23 November 2023 Date of decision: 7 September 2023
Lack of integrity leads to termination
Issued: Last modified: 14 November 2023 Date of decision: 10 August 2023
Caution and education order issued
Issued: Last modified: 26 October 2023 Date of decision: 20 July 2023
Company cautioned and ordered to complete education
Issued: Last modified: 1 September 2023 Date of decision: 1 June 2023
Company terminated for egregious conduct
Issued: Last modified: 1 September 2023 Date of decision: 1 June 2023
End of the road for this tax agent
Issued: Last modified: 31 July 2023 Date of decision: 11 May 2023
Tax agent not disclosing millions in assessable income
Issued: Last modified: 31 July 2023 Date of decision: 11 May 2023
Ensuring tax practitioners uphold the integrity of the profession
Issued: Last modified: 19 July 2023 Date of decision: 27 April 2023
Overdue debt leads to termination
Issued: Last modified: 19 July 2023 Date of decision: 27 April 2023
Egregious behaviour results in 5-year ban
Issued: Last modified: 23 June 2023 Date of decision: 30 March 2023
Serious misconduct leads to termination
Issued: Last modified: 6 June 2023 Date of decision: 30 March 2023
Tax agent claiming fraudulent refunds
Issued: Last modified: 22 May 2023 Date of decision: 2 March 2023
Tax agent company hit with an education order
Issued: Last modified: 22 May 2023 Date of decision: 2 March 2023
Fraudulent R&D tax offsets uncovered
Issued: Last modified: 18 May 2023 Date of decision: 19 April 2023
Extensive serious Code breaches lead to termination
Issued: Last modified: 16 May 2023 Date of decision: 2 March 2023
AAT supports our decision to terminate dishonest tax agent
Issued: Last modified: 5 May 2023 Date of decision: 14 April 2023
Issued: Last modified: 3 May 2023 Date of decision: 9 February 2023
Fraudulent BAS agent terminated
Issued: Last modified: 3 May 2023 Date of decision: 9 February 2023