COMPLIANCE CASE STUDIES
Multiple Code breaches lead to termination of company and individual registration
Issued: Last modified: 11 June 2021 Date of decision: 1 April 2021
Obstruction of tax laws and dishonest conduct
Issued: Last modified: 31 May 2022 Date of decision: 10 March 2022
Misconduct leads to tax agent terminations
Issued: Last modified: 27 May 2022 Date of decision: 10 March 2022
Serious breaches lead to termination and a ban on reapplying
Issued: Last modified: 6 May 2022 Date of decision: 17 February 2022
Dishonesty and multiple Code breaches lead to termination of BAS agent
Issued: Last modified: 28 April 2022 Date of decision: 27 January 2022
Issued: Last modified: 8 April 2022 Date of decision: 9 December 2021
Code breaches lead to termination of tax agent and their company
Issued: Last modified: 28 March 2022 Date of decision: 9 December 2021
Tax agent terminated after misappropriating company trust funds
Issued: Last modified: 17 March 2022 Date of decision: 9 December 2021
AAT upholds TPB decision to terminate tax agent for breaching registration condition
Issued: Last modified: 17 March 2022 Date of decision: 25 February 2022
A heavy lesson for three unregistered companies
Issued: Last modified: 7 March 2022 Date of decision: 5 January 2022
Registered tax agent terminated for repeated serious Code breaches
Issued: Last modified: 18 January 2022 Date of decision: 28 October 2021
Tax agent and related company terminated after breaching four Code items
Issued: Last modified: 2 December 2021 Date of decision: 16 September 2021
Supervising tax agent fails to provide supervision and control for multiple entities
Issued: Last modified: 5 November 2021 Date of decision: 19 October 2021
Tax agent delays passing on tax refunds and fails to maintain PI insurance
Issued: Last modified: 3 November 2021 Date of decision: 10 September 2021
Tax agent terminated for false declarations in SMSF returns
Issued: Last modified: 21 September 2020 Date of decision: 6 August 2020
Serious misconduct results in termination and five-year ban
Issued: Last modified: 16 September 2021 Date of decision: 27 May 2021
Tax agent terminated for fraudulently claiming Cash Flow Boost payments
Issued: Last modified: 16 September 2021 Date of decision: 17 June 2021
Tax agent terminated after failing to provide adequate supervision
Issued: Last modified: 13 October 2022 Date of decision: 15 July 2021
Tax agent sanctioned for failing to meet personal tax obligations
Issued: Last modified: 9 September 2021 Date of decision: 10 June 2021
Failure to maintain professional indemnity insurance leads to termination
Issued: Last modified: 9 September 2021 Date of decision: 10 June 2021