COMPLIANCE CASE STUDIES
Failure to comply with Board's order
Issued: Last modified: 6 March 2020 Date of decision: 30 January 2020
Superannuation guarantee charge debt and bankruptcy lead to termination
Issued: Last modified: 6 March 2020 Date of decision: 30 January 2020
Tax agent cautioned for outstanding personal tax obligations
Issued: Last modified: 31 January 2020 Date of decision: 21 November 2019
Tax agent fails to address personal tax obligations
Issued: Last modified: 31 January 2020 Date of decision: 21 November 2019
A partnership tax agent misuses clients’ funds
Issued: Last modified: 6 December 2019 Date of decision: 3 October 2019
Suspension for failing to take reasonable care
Issued: Last modified: 6 December 2019 Date of decision: 3 October 2019
Incompetence and lack of reasonable care result in termination
Issued: Last modified: 6 December 2019 Date of decision: 24 October 2019
Tax agent loses registration due to serious misconduct
Issued: Last modified: 6 December 2019 Date of decision: 24 October 2019
High-risk tax agent terminated with a 5-year ban
Issued: Last modified: 6 December 2019 Date of decision: 7 November 2019
Failure to conduct due diligence when using third party referrals
Issued: Last modified: 6 December 2019 Date of decision: 7 November 2019
Tax agent faces suspension for not completing CPE
Issued: Last modified: 22 November 2019 Date of decision: 26 September 2019
Tax agent found no longer fit and proper to be registered
Issued: Last modified: 21 October 2019 Date of decision: 10 September 2019
Dishonest acts result in registration termination
Issued: Last modified: 21 October 2019 Date of decision: 19 September 2019
BAS agent banned for five years
Issued: Last modified: 18 September 2019 Date of decision: 11 July 2019
Serious misconduct of a tax agent results in termination
Issued: Last modified: 18 September 2019 Date of decision: 11 July 2019
Audit leads to TPB investigation
Issued: Last modified: 18 September 2019 Date of decision: 11 July 2019
Issued: Last modified: 18 September 2019 Date of decision: 22 August 2019
BAS agent no longer a fit and proper person
Issued: Last modified: 18 September 2019 Date of decision: 22 August 2019
Tax agent terminated for serious Code breaches
Issued: Last modified: 17 September 2019 Date of decision: 22 August 2019
Dishonest behaviour leads to termination
Issued: Last modified: 4 September 2019 Date of decision: 18 April 2019